Blue Sky Laws and Real Estate Investment in 2025
At InvestNext, we believe compliance is fundamental to building trust and creating sustainable growth in real estate investment. Blue Sky Laws represent more than just regulatory requirements – they form the foundation of investor protection and market integrity. Understanding and implementing these regulations effectively is crucial for any firm seeking to scale their real estate […]
How to Navigate 506(c) Syndication Compliance in Real Estate
Disclaimer: This article is for informational purposes only and does not constitute legal advice. All firms raising capital should consult legal counsel with expertise in real estate compliance and SEC regulations. 506(c) offerings stand at the forefront of modern real estate capital raising, enabling investment firms to tap into public solicitation channels with unprecedented reach. […]
InvestNext Launches Integrated KYC/AML
Protecting capital raisers, their investors, and their deals. While financial institutions have clear, stringent Anti-Money Laundering (AML) requirements, the real estate sector often faces a patchwork of regulations that vary significantly from one country to another and even within regions in the same country. This inconsistency leads to confusion that causes many of today’s real […]
Understanding the Difference Between KYC & KYB
Ensuring compliance in the financial sector, particularly in investment and real estate markets, is crucial for enhancing your firm’s credibility, building trust with investors, and reducing the risk of financial penalties. FinCEN and the SEC are issuing NPRMs and new compliance regulations across financial markets – understanding KYC & KYB processes is a must for […]
Increased Compliance Scrutiny for RIAs and ERAs
Prepare for an era of increase compliance scrutiny – the SEC and FinCEN issue another NPRM on customer identification programs.
KYC/AML for Real Estate Sponsors
The importance of compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations cannot be overstated in the Real Estate Investment Management industry. But what makes these regulations so pivotal, and how does failing to comply impact your business? As we peel back the layers of regulatory requirements and their implications, we also introduce […]
Rule 506(b) and Regulation D in Commercial Real Estate Syndicators
Real estate syndication is an exciting pathway that allows multiple investors to come together and participate in big-ticket commercial or residential projects. If you’re a syndicator, picking the right exemption for offerings is a critical task. It helps you stay within the boundaries of securities laws and, at the same time, attract potential investors.In this […]
Raising Capital under Rule 506(B) and Rule 506(C)
When it comes to raising capital, seeking limited partners is the sought-after and most popular route sponsors will explore. However, once an entity takes on backers, they are subject to rules and regulations to ensure that they comply with the Securities and Exchange Commission (SEC). If you have ever heard the term Regulation D or […]
